Banks increasingly use electronic tools to collect signatures, verify customer information and carry out due diligence. This 60-minute webinar on e-signature, e-CDD and e-disclosure technology explains how these trends affect KYC and CDD/EDD information gathering and verification.
You'll review FinCEN regulations and guidance, FFIEC and other regulatory expectations, and exactly what counts as an e-signature, e-verification and e-CDD/EDD. The session covers common mistakes, the internal controls needed to meet AML/CFT laws, and what to add to KYC and CDD/EDD policies, procedures and practices.
It also looks at industry standards, enforcement actions against weak programs and issues expected in the future.
Electronic signatures, verification and due diligence have made it harder for financial institutions to fully meet KYC and CDD/EDD requirements. Staff need to understand the methods, the risks and how quickly the technology changes.
This training suits banks and money services businesses, including frontline BSA/AML and account opening staff, BSA/AML and compliance officers, risk managers, auditors, broker-dealers, consultants and SAR decision makers.
Banks and Money Service Businesses will benefit from this training. The following titles should attend:
Electronic signatures, verification and due diligence have made it harder for financial institutions to fully meet KYC and CDD/EDD requirements. Staff need to understand the methods, the risks and how quickly the technology changes.
This training suits banks and money services businesses, including frontline BSA/AML and account opening staff, BSA/AML and compliance officers, risk managers, auditors, broker-dealers, consultants and SAR decision makers.
Banks and Money Service Businesses will benefit from this training. The following titles should attend:
Thomas Nollner
Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner. As a safety and soundness examiner he examined national banks for capital adequacy, asset quality, management issues, earnings concerns, and liquidity funding. As a compliance examiner, he examined national banks for compliance with consumer laws and regulations such as the Truth-in-Lending Act, the Real Estate Settlement Procedures Act, the Flood Disaster Protection Act, the Community Reinvestment …
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